Corporate practice portfolio series ; no. 103.
" ... discusses best practices for establishing a general compliance program and complying with U.S. regulatory regimes. In particular, the authors discuss the key the key components of a compliance program, benchmarking mechanisms for the program and how to structure internal oversight of the program."
Formatted Contents Note
Introduction Going borderless-compliance in a global economy Compliance program frameworks The components of an ethics and compliance program Starting from zero-benchmarking and assessing your program Organization responsibility who "owns" the program The compliance library Employee training Due diligence Program monitoring and effectiveness Compliance audits Internal investigations and remediation Government investigations and interacting with regulators Summary-lessons from the trenches of compliance "warfare" Working papers.
Digital File Characteristics
Source of Description
Title from title screen (viewed Sept. 4, 2014).