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Items
Details
Title
Blue Sky Topics Smart Charts - Compare Jurisdictions.
Added Corporate Author
Imprint
[New York] : Wolters Kluwer, [2019]-
Description
1 online resource : digital
Series
Securities - State, Cheetah.
Formatted Contents Note
Advertising/Sales Literature Filing Requirements
Bank and Savings and Loan Securities Exemption
Blue Sky Fees
Broker-Dealers and Agents
Compensatory Benefit Plan Exemption and Rule 701
Crowdfunding Exemptions: State and Federal
Decisions Involving Arbitration
Decisions Involving Corporate Takeover Laws (Tender Offers)
Decisions Involving Exempt Securities (Including Rule 506)
Decisions Involving Exempt Transactions
Decisions Involving Federal Preemption (Including NSMIA)
Decisions Involving Liability of Officers and Directors
Decisions Involving Statutes of Limitations
Existing Securityholder Exemption
Financial Institution/Institutional Investor Transaction Exemption
Finders
Government (Municipal) Securities Exemption and NSMIA federally covered security preemption from state regulation for exempt transactions under federal Securities Act, Section 3(a) [e.g., government securities, bank transactions, commercial paper], with exceptions
Hedge Funds
Institutional Investor Definition
Internet
Investment Advisers and Investment Adviser Representatives
Investment Companies and Unit Investment Trusts (Notice Filings)
Isolated Transaction and SEC 4(a)(2) Exemptions
Issuer Financial Statement Requirements
Issuer-Agent Exclusions and Exemptions
Legend Requirements in Private Placement Memorandums
Limited (Private) Offering Exemption
Merger/Acquisition Broker-Dealer Exemption
Merger Exclusion and Exemption
National Securities Markets Improvement Act of 1996 (NSMIA)
Nonprofit Organization Securities Exemption
Official/Agency Appointed to Receive Service of Process
Qualified Institutional Buyer and Accredited Investor Exemptions
Recognized Securities Manuals
Registration of Securities
Regulation A +
Rescission, Restitution and Other Civil Remedies
Rule 506 Offerings
Securities Administrators Contact Information
Small Company Offering Registration Program and Form U-7
Solicitation of Interest ("Testing the Waters")
Summaries of Recent Laws, Rules and Cases
Takeover Disclosure Laws and Regulations
Uniform Securities Act of 2002
Variable Annuities: Are they included in the state's definition of "security?".
Bank and Savings and Loan Securities Exemption
Blue Sky Fees
Broker-Dealers and Agents
Compensatory Benefit Plan Exemption and Rule 701
Crowdfunding Exemptions: State and Federal
Decisions Involving Arbitration
Decisions Involving Corporate Takeover Laws (Tender Offers)
Decisions Involving Exempt Securities (Including Rule 506)
Decisions Involving Exempt Transactions
Decisions Involving Federal Preemption (Including NSMIA)
Decisions Involving Liability of Officers and Directors
Decisions Involving Statutes of Limitations
Existing Securityholder Exemption
Financial Institution/Institutional Investor Transaction Exemption
Finders
Government (Municipal) Securities Exemption and NSMIA federally covered security preemption from state regulation for exempt transactions under federal Securities Act, Section 3(a) [e.g., government securities, bank transactions, commercial paper], with exceptions
Hedge Funds
Institutional Investor Definition
Internet
Investment Advisers and Investment Adviser Representatives
Investment Companies and Unit Investment Trusts (Notice Filings)
Isolated Transaction and SEC 4(a)(2) Exemptions
Issuer Financial Statement Requirements
Issuer-Agent Exclusions and Exemptions
Legend Requirements in Private Placement Memorandums
Limited (Private) Offering Exemption
Merger/Acquisition Broker-Dealer Exemption
Merger Exclusion and Exemption
National Securities Markets Improvement Act of 1996 (NSMIA)
Nonprofit Organization Securities Exemption
Official/Agency Appointed to Receive Service of Process
Qualified Institutional Buyer and Accredited Investor Exemptions
Recognized Securities Manuals
Registration of Securities
Regulation A +
Rescission, Restitution and Other Civil Remedies
Rule 506 Offerings
Securities Administrators Contact Information
Small Company Offering Registration Program and Form U-7
Solicitation of Interest ("Testing the Waters")
Summaries of Recent Laws, Rules and Cases
Takeover Disclosure Laws and Regulations
Uniform Securities Act of 2002
Variable Annuities: Are they included in the state's definition of "security?".
Summary
Smart Charts is a multi-jurisdictional comparative tool that allows users to create custom charts for comparing blue sky requirements, by topic, across multiple states. Charts are available on a range of topics, covering 54 jurisdictions (50 states, plus D.C., Guam, Puerto Rico and Virgin Islands), with links to source material (laws, regulations, cases, etc.) in the Blue Sky Law Reporter.
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on online resource; title from contents screen of Securities - State practice area (Cheetah, viewed September 11, 2020).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
Record Appears in