Reporting Duties of Corporate Attorneys : SEC Rules and Explanation (February 2003).
2018
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Items
Details
Title
Reporting Duties of Corporate Attorneys : SEC Rules and Explanation (February 2003).
Added Corporate Author
Imprint
[New York] : Wolters Kluwer, [2018]-
Description
1 online resource : digital
Series
Securities - Corporation Law & Governance, Cheetah.
Formatted Contents Note
Foreword
EXPLANATION
TEXT OF RULES
Topical Index.
EXPLANATION
TEXT OF RULES
Topical Index.
Summary
Concise discussion of SEC rules adopted under Sarbanes-Oxley Act Section 307 imposing attorney reporting duties. Includes analysis of the various reporting requirements, including duties to investigate, evaluate, document and report evidence of a material violation. Related issues are covered as well, such as supervisory and subordinate attorney duties, the safe harbor for disclosing confidential information necessary to defend against misconduct charges, the effect of parallel state ethics proceedings, and the safe harbor for good faith compliance. The SEC has not revised the rules since their adoption in 2003.
Bibliography, etc. Note
Includes bibliographical references and index.
Source of Description
Description based on online resource; title from contents screen of Securities - Corporation Law & Governance practice area (Cheetah, viewed October 01, 2019).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
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