Is Self-Regulation the Answer? Assessing the Proposal for FINRA Oversight of Investment Advisers

Peck, Ian K.

2014

Formats

Title

Is Self-Regulation the Answer? Assessing the Proposal for FINRA Oversight of Investment Advisers

Author

Date

2014-01

Content Type

Article

Record Created

2019-11-26

Record ID

1126107

Other Identifiers

Published in

Berkeley Business Law Journal

Volume

10

Issue

2

Pages

363

Record Appears in