WESTLAW (Information retrieval system)
Regulation of investment management and fiduciary services clarifies the law governing the liability and compliance aspects of the investment and fiduciary business and provides comprehensive coverage and expert analysis of securities, banking and employee benefits laws, state and federal regulations, and compliance requirements. It also covers trust, ERISA, annuity, mutual funds, foreign fiduciary activities, environmental liability, and the Securities and Exchange Commission and includes guidance for the avoidance of fiduciary liability. Also included are numerous appendixes that cover statutes, regulations, ERISA, Uniform Acts, sample forms, fiduciary reports, banking services, Department of Labor investigation, state laws involving non-resident fiduciaries, and compliance policies.
Database includes most recent edition only. Author: William Campbell Ries.
Bibliography, etc. Note
Includes bibliographical references.
Digital File Characteristics
Source of Description
Description based on electronic file, viewed May 31, 2013.
Available in Other Form
Print version: Regulation of investment management and fiduciary services (2009)