WESTLAW (Information retrieval system)
The necessity of securities law compliance programs is more important than ever as public companies adjust to the requirements of the Sarbanes-Oxley Act of 2002 and the mandated rules adopted by the Securities and Exchange Commission. This manual will serve as a guide for developing securities law compliance programs for both in-house counsel and private practitioners, with a focus on those areas of the securities laws where day-to-day compliance efforts must be accomplished on behalf of public corporations. Overview of the securities laws that should be covered by compliance programs; discussion of the Sarbanes-Oxley Act of 2002 and its requirements; sample checklists, questionnaires and memoranda, which may be useful in establishing and administering a securities law compliance program.
Database includes most recent edition only. Author: Robert J. Wild.
Digital File Characteristics
Source of Description
Description based on electronic file, viewed May 30, 2013.
Available in Other Form
Print version: Designing an effective securities compliance program