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Securities arbitration desk reference is the first ever publication to combine all of the SRO's securities arbitration law and rules, pertinent securities statutes and regulations, Uniform Securities Law Acts, and relevant broker-conduct rules of Financial Industry Regulatory Authority (FINRA). Further, the text of each statute and rule is followed by expert commentary and practical suggestions, as well as extensive citations and references to interpretive material and case law. The combination of the primary authorities with expert commentary makes this publication an invaluable resource for use before or during an arbitration proceeding, and as a starting point for further research.
Database includes most recent edition only. Authors: Seth E. Lipner, Joseph C. Long and William A. Jacobson.
Digital File Characteristics
Source of Description
Description based on electronic file, viewed June 2, 2013.
Available in Other Form
Print version: Securities arbitration desk reference