Index screen title: Hazen's Principles of securities regulation, 3d (Concise hornbook series)
1 online resource (xviii, 459 pages).
Concise hornbook series. Study aids (West Academic Publishing)
Bibliography, etc. Note
Includes bibliographical references and index.
Formatted Contents Note
The basic coverage of the securities laws Registration requirements of the Securities Act of 1933 The 1933 Act registration process and disclosure Exemptions from 1933 Act registration The theory of sale: corporate recapitalizations, reorganizations and mergers under the 1933 Act IPO practices: manipulation, stabilization and hot issues Liability under the Securities Act of 1933 State blue sky laws Securities Exchange Act of 1934: registration and reporting requirements for publicly traded companies Shareholder suffrage: proxy regulation Tender offer and takeover regulation Manipulation and fraud: civil liability; implied private remedies; SEC Rule l0b-5: fraud in connection with the purchase or sale of securities; improper trading on nonpublic material information Insider reporting short-swing trading, and false SEC filings Market regulation; broker-dealers Debt securities and protection of bondholders: the Trust Indenture Act of 1939 Federal regulation of investment companies: the Investment Company Act of 1940 Investment Advisers Act of 1940 Related laws.
Full text available with subscription to Study Aids package.
Type of File
West Academic eProducts doc viewer.
Digital File Characteristics
System Details Note
Mode of access: The purchase of an online book carries a 12-month license for online-use only. These products can be viewed on any device with an internet connection. There is no downloadable text or PDF made available to customers.
Source of Description
Description based on e-publication title page, viewed November 11, 2014.