Sum and substance audio on securities regulation with summary supplement / James D. Cox.
2015
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Items
Details
Title
Sum and substance audio on securities regulation with summary supplement / James D. Cox.
Edition
4th edition.
Imprint
St. Paul, MN : West Academic Publishing, [2015]
Distributed
[St. Paul, Minnesota] : West Academic Publishing, [2017]
Description
1 sound file (8 hours) : digital.
Series
Sum & substance CD series.
Study aids (West Academic Publishing)
Study aids (West Academic Publishing)
Formatted Contents Note
Introduction
Securities Act of 1933 and Securities Exchange Act of 1934
Definition of a Security
The Registration Process
Gun Jumping Issues
Shelf Registration Procedures
Transaction Exemptions
Resale of Restricted Securities
"For Value" Requirement for a Sale
Exchanges Under Section 3(a)(9)
Exchanges Under Section 3(a)(10)
Mergers and Acquisitions and the Securities Laws
Regulation S
Express Liability Provisions of the Securities Act
Section 10(b) and Rule 10b-5 of the Exchange Act
SEC Enforcement Powers
The Regulation of Brokers
Synopsis.
Securities Act of 1933 and Securities Exchange Act of 1934
Definition of a Security
The Registration Process
Gun Jumping Issues
Shelf Registration Procedures
Transaction Exemptions
Resale of Restricted Securities
"For Value" Requirement for a Sale
Exchanges Under Section 3(a)(9)
Exchanges Under Section 3(a)(10)
Mergers and Acquisitions and the Securities Laws
Regulation S
Express Liability Provisions of the Securities Act
Section 10(b) and Rule 10b-5 of the Exchange Act
SEC Enforcement Powers
The Regulation of Brokers
Synopsis.
Source of Description
Description based on publisher's description page, viewed February 9, 2017.
Location
www Access provided by Berkeley Law Library
Available in Other Form
Original
Access Note
Full text available with subscription to Study Aids package.
Linked Resources
Alternate Title
West Academic Publishers
Language
English
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