Sum & substance CD series. Study aids (West Academic Publishing)
Formatted Contents Note
Introduction Securities Act of 1933 and Securities Exchange Act of 1934 Definition of a Security The Registration Process Gun Jumping Issues Shelf Registration Procedures Transaction Exemptions Resale of Restricted Securities "For Value" Requirement for a Sale Exchanges Under Section 3(a)(9) Exchanges Under Section 3(a)(10) Mergers and Acquisitions and the Securities Laws Regulation S Express Liability Provisions of the Securities Act Section 10(b) and Rule 10b-5 of the Exchange Act SEC Enforcement Powers The Regulation of Brokers Synopsis.
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Source of Description
Description based on publisher's description page, viewed February 9, 2017.