Securities law / Larry D. Soderquist, Theresa A. Gabaldon.
2019
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Items
Details
Title
Securities law / Larry D. Soderquist, Theresa A. Gabaldon.
Added Author
Edition
Sixth edition.
Imprint
St. Paul, MN : Foundation Press, [2019]
Distributed
[St. Paul, Minnesota] : West Academic Publishing, [2018]
Description
1 online resource (xv, 232 pages).
Series
Concepts and insights series.
Study aids (West Academic Publishing)
Study aids (West Academic Publishing)
Formatted Contents Note
What is a security
World of securities law
Business context of securities law
What can be done during Securities Act registration
How securities are registered under the Securities Act
Exemptions from the registration requirements
Resales by security holders
Liability for violation of the Securities Act
Commission's general exemptive authority and registration and reporting under the Exchange Act
Proxy regulations
Tender offers
Fraud and related issues under Rule 10b-5, Sarbanes-Oxley, and the STOCK Act
Liability for trading profits under Section 16(b) and Sarbanes-Oxley
Exchange Act regulation of the securities business
International aspects of securities law.
World of securities law
Business context of securities law
What can be done during Securities Act registration
How securities are registered under the Securities Act
Exemptions from the registration requirements
Resales by security holders
Liability for violation of the Securities Act
Commission's general exemptive authority and registration and reporting under the Exchange Act
Proxy regulations
Tender offers
Fraud and related issues under Rule 10b-5, Sarbanes-Oxley, and the STOCK Act
Liability for trading profits under Section 16(b) and Sarbanes-Oxley
Exchange Act regulation of the securities business
International aspects of securities law.
Bibliography, etc. Note
Includes bibliographical references and index.
Source of Description
Description based on e-publication title page, viewed October 31, 2018.
Location
www
Other Editions
Revision of: Soderquist, Larry D., 1944-2005. Securities law. Fifth edition. St. Paul, MN : Foundation Press, [2014]
Available in Other Form
Original
Access Note
Full text available with subscription to Study Aids package.
Linked Resources
Alternate Title
West Academic Publishers
Language
English
Record Appears in