Concepts and insights series. Study aids (West Academic Publishing)
Bibliography, etc. Note
Includes bibliographical references and index.
Formatted Contents Note
What is a security World of securities law Business context of securities law What can be done during Securities Act registration How securities are registered under the Securities Act Exemptions from the registration requirements Resales by security holders Liability for violation of the Securities Act Commission's general exemptive authority and registration and reporting under the Exchange Act Proxy regulations Tender offers Fraud and related issues under Rule 10b-5, Sarbanes-Oxley, and the STOCK Act Liability for trading profits under Section 16(b) and Sarbanes-Oxley Exchange Act regulation of the securities business International aspects of securities law.
Full text available with subscription to Study Aids package.
Digital File Characteristics
Source of Description
Description based on e-publication title page, viewed October 31, 2018.
Revision of: Soderquist, Larry D., 1944-2005. Securities law. Fifth edition. St. Paul, MN : Foundation Press,