Regulating (from) the inside : the legal framework for internal control in banks and financial institutions / Iris H-Y Chiu.

Oxford : Hart Publishing, 2015.

1 online resource (xx, 335 p.)

"This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gatekeeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control."--Bloomsbury Publishing.

Includes bibliographical references and index.

Also issued in print.

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Bloomsbury Collections

English

Electronic reproduction. London : Bloomsbury Publishing, 2014. Available via World Wide Web. Access limited by licensing agreement.

9781782257691 online
9781849465250 hardback

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