District of Columbia - blue sky materials.
2015
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Items
Details
Title
District of Columbia - blue sky materials.
Added Corporate Author
Imprint
[Place of publication not identified] : CCH Inc., [2015-]
Distributed
[Riverwoods, Illinois] : Wolters Kluwer, [2015-]
Description
1 online resource.
Frequency
Updated semi-monthly
Series
WK VitalLaw. Securities - State.
Formatted Contents Note
District of Columbia blue sky laws
District of Columbia blue sky regulations
District of Columbia insurance securities laws
District of Columbia insurance securities regulations
District of Columbia blue sky decisions
District of Columbia blue sky policies/orders/rulings
District of Columbia securities transfer guide.
District of Columbia blue sky regulations
District of Columbia insurance securities laws
District of Columbia insurance securities regulations
District of Columbia blue sky decisions
District of Columbia blue sky policies/orders/rulings
District of Columbia securities transfer guide.
Summary
The laws and regulations cover issuance and sale of securities, including registration and exemption from registration, federal covered securities, licensing and regulation of broker-dealers, agents, investment advisers, investment adviser representatives and federal covered advisers, together with fees, forms and each state's administrative procedures.
Source of Description
Description based on information screen, viewed January 27, 2020.
Location
www
Linked Resources
Alternate Title
WK VitalLaw
Language
English
Record Appears in