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Items
Details
Title
Kentucky - blue sky materials.
Added Corporate Author
Imprint
[Place of publication not identified] : CCH Inc., [2015-]
Distributed
[Riverwoods, Illinois] : Wolters Kluwer, [2015-]
Description
1 online resource.
Frequency
Updated semi-monthly
Series
WK VitalLaw. Securities - State.
Formatted Contents Note
Kentucky blue sky laws
Kentucky blue sky regulations
Kentucky insurance securities laws
Kentucky insurance securities regulations
Kentucky blue sky decisions
Kentucky blue sky policies/orders/rulings
Kentucky securities transfer guide.
Kentucky blue sky regulations
Kentucky insurance securities laws
Kentucky insurance securities regulations
Kentucky blue sky decisions
Kentucky blue sky policies/orders/rulings
Kentucky securities transfer guide.
Summary
The laws and regulations cover issuance and sale of securities, including registration and exemption from registration, federal covered securities, licensing and regulation of broker-dealers, agents, investment advisers, investment adviser representatives and federal covered advisers, together with fees, forms and each state's administrative procedures.
Source of Description
Description based on information screen, viewed July 2, 2015.
Location
www
Linked Resources
Alternate Title
WK VitalLaw
Language
English
Record Appears in