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Items
Details
Title
Minnesota - blue sky materials.
Added Corporate Author
Imprint
[Place of publication not identified] : CCH Inc., [2015-]
Distributed
[Riverwoods, Illinois] : Wolters Kluwer, [2015-]
Description
1 online resource.
Frequency
Updated semi-monthly
Series
WK VitalLaw. Securities - State.
Formatted Contents Note
Minnesota blue sky laws
Minnesota blue sky regulations
Minnesota disclosure laws
Minnesota insurance securities laws
Minnesota insurance securities regulations
Minnesota blue sky decisions
Minnesota blue sky policies/orders/rulings
Minnesota securities transfer guide.
Minnesota blue sky regulations
Minnesota disclosure laws
Minnesota insurance securities laws
Minnesota insurance securities regulations
Minnesota blue sky decisions
Minnesota blue sky policies/orders/rulings
Minnesota securities transfer guide.
Summary
The laws and regulations cover issuance and sale of securities, including registration and exemption from registration, federal covered securities, licensing and regulation of broker-dealers, agents, investment advisers, investment adviser representatives and federal covered advisers, together with fees, forms and each state's administrative procedures.
Source of Description
Description based on information screen, viewed January 27, 2020.
Location
www
Linked Resources
Alternate Title
WK VitalLaw
Language
English
Record Appears in