The laws and regulations cover issuance and sale of securities, including registration and exemption from registration, federal covered securities, licensing and regulation of broker-dealers, agents, investment advisers, investment adviser representatives and federal covered advisers, together with fees, forms and each state's administrative procedures.
Formatted Contents Note
New York blue sky laws New York blue sky regulations New York disclosure laws New York disclosure regulations New York insurance securities laws New York insurance securities regulations New York blue sky decisions New York blue sky policies/orders/rulings New York securities transfer guide.
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Source of Description
Description based on information screen, viewed January 28, 2020.