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Items
Details
Title
New York - blue sky materials.
Added Corporate Author
Imprint
[Place of publication not identified] : CCH Inc., [2015-]
Distributed
[Riverwoods, Illinois] : Wolters Kluwer, [2015-]
Description
1 online resource.
Frequency
Updated semi-monthly
Series
WK VitalLaw. Securities - State.
Formatted Contents Note
New York blue sky laws
New York blue sky regulations
New York disclosure laws
New York disclosure regulations
New York insurance securities laws
New York insurance securities regulations
New York blue sky decisions
New York blue sky policies/orders/rulings
New York securities transfer guide.
New York blue sky regulations
New York disclosure laws
New York disclosure regulations
New York insurance securities laws
New York insurance securities regulations
New York blue sky decisions
New York blue sky policies/orders/rulings
New York securities transfer guide.
Summary
The laws and regulations cover issuance and sale of securities, including registration and exemption from registration, federal covered securities, licensing and regulation of broker-dealers, agents, investment advisers, investment adviser representatives and federal covered advisers, together with fees, forms and each state's administrative procedures.
Source of Description
Description based on information screen, viewed January 28, 2020.
Location
www
Linked Resources
Alternate Title
WK VitalLaw
Language
English
Record Appears in