The laws and regulations cover issuance and sale of securities, including registration and exemption from registration, federal covered securities, licensing and regulation of broker-dealers, agents, investment advisers, investment adviser representatives and federal covered advisers, together with fees, forms and each state's administrative procedures.
Formatted Contents Note
Puerto Rico blue sky laws Puerto Rico blue sky regulations Puerto Rico insurance securities laws Puerto Rico insurance securities regulations Puerto Rico blue sky decisions Puerto Rico blue sky policies/orders/rulings Puerto Rico securities transfer guide.
Digital File Characteristics
Source of Description
Description based on information screen, viewed January 28, 2020.