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Items
Details
Title
Rhode Island - blue sky materials.
Added Corporate Author
Imprint
[Place of publication not identified] : CCH Inc., [2015-]
Distributed
[Riverwoods, Illinois] : Wolters Kluwer, [2015-]
Description
1 online resource.
Frequency
Updated semi-monthly
Series
WK VitalLaw. Securities - State.
Formatted Contents Note
Rhode Island blue sky laws
Rhode Island blue sky regulations
Rhode Island insurance securities laws
Rhode Island insurance securities regulations
Rhode Island blue sky decisions
Rhode Island blue sky policies/orders/rulings
Rhode Island securities transfer guide.
Rhode Island blue sky regulations
Rhode Island insurance securities laws
Rhode Island insurance securities regulations
Rhode Island blue sky decisions
Rhode Island blue sky policies/orders/rulings
Rhode Island securities transfer guide.
Summary
The laws and regulations cover issuance and sale of securities, including registration and exemption from registration, federal covered securities, licensing and regulation of broker-dealers, agents, investment advisers, investment adviser representatives and federal covered advisers, together with fees, forms and each state's administrative procedures.
Source of Description
Description based on information screen, viewed January 28, 2020.
Location
www
Linked Resources
Alternate Title
WK VitalLaw
Language
English
Record Appears in