Securities regulation in a nutshell / Thomas Lee Hazen.
2021
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Details
Title
Securities regulation in a nutshell / Thomas Lee Hazen.
Edition
Twelfth edition.
Imprint
St. Paul, MN : West Academic Publishing, [2021]
Distributed
[St. Paul, Minnesota] : West Academic Publishing, [2020]
Description
1 online resource (xxxvii, 425 pages).
Series
Nutshell series.
Study aids (West Academic Publishing)
Study aids (West Academic Publishing)
Formatted Contents Note
Introduction
The 1933 Act's regulation of public offerings - Introduction to the 1934 Act's regulation of publicly-Held companies
Antifraud provisions
Regulation of the securities business
Regulation of investment companies and investment advisers
Sanctions for violations
Civil liabilities
Extraterritorial application
State regulation.
The 1933 Act's regulation of public offerings - Introduction to the 1934 Act's regulation of publicly-Held companies
Antifraud provisions
Regulation of the securities business
Regulation of investment companies and investment advisers
Sanctions for violations
Civil liabilities
Extraterritorial application
State regulation.
Note
Includes index.
Source of Description
Description based on e-publication title page, viewed December 3, 2020.
Location
www
Other Editions
Revision of: Hazen, Thomas Lee, 1947- Securities regulation in a nutshell. Eleventh edition. St. Paul, MN : West Academic Publishing, [2016]
Available in Other Form
Original
Access Note
Full text available with subscription to Study Aids package.
Linked Resources
Alternate Title
West Academic Publishers
Language
English
Record Appears in