Securities regulation in a nutshell / Thomas Lee Hazen.
2021
KF1440 .R394 2021 (Mapit)
Available at Reserve Collection
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Details
Title
Securities regulation in a nutshell / Thomas Lee Hazen.
Edition
Twelfth edition.
Imprint
St. Paul, MN : West Academic Publishing, [2021]
Copyright
©2021
Description
xxxvii, 425 pages ; 19 cm.
Series
Nutshell series.
Formatted Contents Note
The 1933 Act's regulation of public offerings
Introduction to the 1934 Act's regulation of publicly-held companies
Antifraud provisions
Regulation of the securities business
Regulation of investment companies and investment advisers
Sanctions for violations
Civil liabilities
Extraterritorial application
State regulation.
Introduction to the 1934 Act's regulation of publicly-held companies
Antifraud provisions
Regulation of the securities business
Regulation of investment companies and investment advisers
Sanctions for violations
Civil liabilities
Extraterritorial application
State regulation.
Bibliography, etc. Note
Includes bibliographical references and index.
Other Editions
Revision of: Hazen, Thomas Lee, 1947- Securities regulation in a nutshell. Eleventh edition. St. Paul, MN : West Academic Publishing, [2016]
Available in Other Form
Spine Title
Securities regulation
Call Number
KF1440 .R394 2021
Language
English
ISBN
9781642423983
164242398X
164242398X
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