Dually registered broker-dealers and advisers : regulatory, compliance and enforcement 2021 / chair, Clifford E. Kirsch.
2021
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Items
Details
Title
Dually registered broker-dealers and advisers : regulatory, compliance and enforcement 2021 / chair, Clifford E. Kirsch.
Added Author
Added Corporate Author
Imprint
New York, New York : Practising Law Institute, [2021]
Description
1 online resource (80 pages) : illustrations.
Series
Corporate law and practice course handbook series ; no. B-2623.
Note
#303157.
"Prepared for distribution at the Dually Registered Broker-Dealers and Advisers-Regulatory, Compliance and Enforcement 2021 Program, New York City, February 1, 2021."
"Prepared for distribution at the Dually Registered Broker-Dealers and Advisers-Regulatory, Compliance and Enforcement 2021 Program, New York City, February 1, 2021."
Bibliography, etc. Note
Includes bibliographical references and index.
Location
www
Linked Resources
Alternate Title
PLI Plus.
Language
English
ISBN
9781402438141
Record Appears in