The regulation of financial planning in Australia : current practice, issues and empirical analysis / by Angelique Nadia Sweetman McInnes.
2020
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Details
Title
The regulation of financial planning in Australia : current practice, issues and empirical analysis / by Angelique Nadia Sweetman McInnes.
Edition
First Edition.
Imprint
New York : Routledge, 2020.
Description
1 online resource.
Series
Routledge advances in management and business studies.
Formatted Contents Note
Introduction
International trends in financial adviser regulation
Legitimacy of current licensee-adviser licensing for australian financial advisers
Research paradigm, methodology and SEM design
Contextualising current licensing of financial advisers : preliminary analysis using confirmatory factor analysis
Empirical analysis of the current AFSL-AR licensing regime and the existing licensee-adviser relationship
Conclusion.
International trends in financial adviser regulation
Legitimacy of current licensee-adviser licensing for australian financial advisers
Research paradigm, methodology and SEM design
Contextualising current licensing of financial advisers : preliminary analysis using confirmatory factor analysis
Empirical analysis of the current AFSL-AR licensing regime and the existing licensee-adviser relationship
Conclusion.
Summary
This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.
Note
Based on author's thesis (doctoral - RMIT University, 2018) issued under title: Licensee-authorised representative licensing model : theory and Australian empirical evidence.
Source of Description
OCLC-licensed vendor bibliographic record.
Location
www
Linked Resources
Alternate Title
Taylor & Francis Online
Language
English
ISBN
9780429054372 (electronic book)
0429054378 (electronic book)
9780429620294 (electronic book : EPUB)
0429620292 (electronic book : EPUB)
9780429622441 (electronic book : PDF)
0429622449 (electronic book : PDF)
9780429618147 (electronic book : Mobipocket)
042961814X (electronic book : Mobipocket)
9780367149970
0367149974
0429054378 (electronic book)
9780429620294 (electronic book : EPUB)
0429620292 (electronic book : EPUB)
9780429622441 (electronic book : PDF)
0429622449 (electronic book : PDF)
9780429618147 (electronic book : Mobipocket)
042961814X (electronic book : Mobipocket)
9780367149970
0367149974
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