Volume 1. Sections 1:1-4:111. The basic coverage of the securities laws
Registration requirements of the Securities Act of 1933
The 1933 Act registration process and disclosure
Exemptions from 1933 Act registration
Volume 2. Sections 4:112-10:26. Exemptions from 1933 Act registration (continued)
The theory of sale : corporate recapitalizations, reorganizations and mergers under the 1933 Act
IPO practices : manipulation, stabilization, and hot issues
Remedies for violation of the Securities Act of 1933 (and other consequences of deficient registration statements)
State securities laws ("Blue Sky" laws)
Securities Exchange Act of 1934 : registration and reporting requirements for publicly traded companies
Shareholder suffrage : proxy regulation
Volume 3. Sections 10:27-12:86. Shareholder suffrage : proxy regulation (continued)
Tender offer and takeover regulation
Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; insider trading on nonpublic material information
Volume 4. Sections 12:87-14:44. Manipulation and fraud : civil liability; implied private remedies; SEC Rule 10b-5; fraud in connection with the purchase or sale of securities; insider trading on nonpublic material information (continued)
Insider reporting and short-swing trading : Securities Exchange Act section 16
Market regulation, broker-dealer regulation, credit rating agencies
Volume 5. Sections 14:45-16:17. Market regulation, broker-dealer regulation, credit rating agencies (continued)
Arbitration of broker-dealer disputes
Operation of the Securities and Exchange Commission
Volume 6. Sections 16:18-23:8. Operation of the Securities and Exchange Commission (continued)
Jurisdictional aspects of the Federal Securities laws
The SEC's former role in public utility regulation : the history of the repealed Public Utility holding Company Act of 1935 and transfer of authority from the SEC to the Federal Energy Regulatory Commission
Debt securities and protection of bondholders : the Trust Indenture Act of 1939
Federal regulation of investment companies : the Investment Company Act of 1940
Investment Advisers Act of 1940
Overview of related laws
Overview of related laws dealing with securities transfers
Volume 7. Appendix
Tables
Index.