Understanding securities law / Marc I. Steinberg.
2023
KF1440 .S74 2023 (Mapit)
Available at Reserve Collection
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Details
Author
Title
Understanding securities law / Marc I. Steinberg.
Edition
Eighth edition.
Imprint
Durham, North Carolina : Carolina Academic Press, LLC, [2023]
Description
xxxiii, 679 pages : forms ; 26 cm.
Series
Understanding series (New York, N.Y.)
Formatted Contents Note
Introduction
Definition of a "security"
Issuer exemptions from registration
The registration process
Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts
Resales and reorganizations
Due diligence and Securities Act liability in registered and public offerings
Section 10(b) and related issues
Alternative remedies
Secondary liability and distinguishing primary from secondary liability
Issuer affirmative disclosure obligations
Insider trading
Broker-dealer regulation
Corporate control acquisitions and contests
SEC enforcement.
Definition of a "security"
Issuer exemptions from registration
The registration process
Disclosure, materiality, and the Sarbanes-Oxley and Dodd-Frank Acts
Resales and reorganizations
Due diligence and Securities Act liability in registered and public offerings
Section 10(b) and related issues
Alternative remedies
Secondary liability and distinguishing primary from secondary liability
Issuer affirmative disclosure obligations
Insider trading
Broker-dealer regulation
Corporate control acquisitions and contests
SEC enforcement.
Summary
"The eighth edition of Understanding Securities Law provides comprehensive coverage of the federal securities laws, including legislative, judicial, and SEC pronouncements. Additions to the new edition include the SEC's amendments to the limited offering rules, significant appellate and Supreme Court decisions, and SEC actions in both the litigation and transaction settings"-- Provided by publisher.
Bibliography, etc. Note
Includes bibliographical references and index.
Other Editions
Revision of: Steinberg, Marc I. Understanding securities law. Seventh edition. Durham, North Carolina : Carolina Academic Press, [2018]
Call Number
KF1440 .S74 2023
Language
English
ISBN
9781531015053 (paperback)
1531015050 (paperback)
9781531015060 (ebook)
1531015050 (paperback)
9781531015060 (ebook)
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