Broker-dealer regulation in a nutshell / Thomas Lee Hazen.
2003
Formats
| Format | |
|---|---|
| BibTeX | |
| MARCXML | |
| TextMARC | |
| MARC | |
| DublinCore | |
| EndNote | |
| NLM | |
| RefWorks | |
| RIS |
Items
Details
Title
Broker-dealer regulation in a nutshell / Thomas Lee Hazen.
Imprint
[St. Paul, Minnesota] : Thomson/West, [2003]
Distributed
[Getzville, New York] : William S. Hein & Company, [2024]
Description
1 online resource (xliv, 236 pages).
Series
West Academic casebooks archive.
Nutshell series.
Nutshell series.
Formatted Contents Note
The markets and self-regulation
Broker-dealer definitions and registration requirements
Exchange tranding and market making
Retail and other operations
Manipulative and deceptive practices
Civil liabilities
Arbitration of broker-dealer disputes.
Broker-dealer definitions and registration requirements
Exchange tranding and market making
Retail and other operations
Manipulative and deceptive practices
Civil liabilities
Arbitration of broker-dealer disputes.
Bibliography, etc. Note
Includes bibliographical references (page 232) and index.
Source of Description
Description based on PDF title page, viewed April 11, 2024.
Location
www
Linked Resources
Alternate Title
HeinOnline.
Language
English
Record Appears in