Securities regulation : cases and materials / by Larry D. Soderquist, Theresa A. Gabaldon.
2010
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Items
Details
Title
Securities regulation : cases and materials / by Larry D. Soderquist, Theresa A. Gabaldon.
Added Author
Variant Title
HeinOnline index title: Cases and materials : securities regulation
Edition
Seventh edition.
Imprint
New York, NY : Foundation Press/Thomson Reuters, 2010.
Distributed
[Getzville, New York] : William S. Hein & Company, [2024]
Description
1 online resource (xxxiii, 758 pages).
Series
University casebook series.
West Academic casebooks archive.
West Academic casebooks archive.
Formatted Contents Note
Approaching securities law
Business context of securities act registration
Regulatory framework of securities act registration
Securities act registration process
Reach of securities act regulation
Exemptions from securities act registration requirements
Regulation of resales of securities
Liability for securities act violations
Commission's general exemptive authority and registration of securities and periodic reporting under the exchange act
Proxy regulation
Tender offer regulation
Fraud and related issues under rule 10b-5 and the Sarbanes-Oxley Act
Liability for trading profits : section 16(b) and the Sarbanes-Oxley Act of 2002
Market manipulation and stabilization
Regulation of the securities business
Issues for securities litigators
The responsibilities of securities lawyers : various perspectives
State regulation of securities
International regulation of securities.
Business context of securities act registration
Regulatory framework of securities act registration
Securities act registration process
Reach of securities act regulation
Exemptions from securities act registration requirements
Regulation of resales of securities
Liability for securities act violations
Commission's general exemptive authority and registration of securities and periodic reporting under the exchange act
Proxy regulation
Tender offer regulation
Fraud and related issues under rule 10b-5 and the Sarbanes-Oxley Act
Liability for trading profits : section 16(b) and the Sarbanes-Oxley Act of 2002
Market manipulation and stabilization
Regulation of the securities business
Issues for securities litigators
The responsibilities of securities lawyers : various perspectives
State regulation of securities
International regulation of securities.
Bibliography, etc. Note
Includes bibliographical references and index.
Source of Description
Description based on PDF title page, viewed April 29, 2024.
Location
www
Available in Other Form
Original
Linked Resources
Alternate Title
HeinOnline.
Language
English
Record Appears in