Regulation of financial planners (Eagan, Minn.)
[Eagan, Minn.] : Thomson Reuters.
1 online resource
Formatted Contents Note
Introduction Defining financial planning and financial planners Federal regulation of financial planners Latest regulatory trends and developments Dodd-Frank special studies State regulation of financial planners Civil and criminal liability SEC and FINRA examinations and enforcement Professional designations, certifications, and related matters Impact on other professions Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Puerto Rico Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming.
Digital File Characteristics
Source of Description
Online resource; Title from table of contents (Westlaw, viewed March 28, 2016).