Securities regulation in a nutshell / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill).
2016
KF1440 .R394 2016 (Mapit)
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Title
Securities regulation in a nutshell / Thomas Lee Hazen (Cary C. Boshamer Distinguished Professor of Law, the University of North Carolina at Chapel Hill).
Edition
Eleventh edition, [Corrected edition].
Imprint
St. Paul, MN : West Academic Publishing, [2016]
Copyright
©2016.
Description
xxxv, 409 pages ; 19 cm.
Series
Nutshell series.
Formatted Contents Note
Regulation of public offerings
Introduction to the regulation of publicly-held companies
Antifraud provisions
Regulation of the securities business
Regulation of investment companies and investment advisers
Sanctions for violations
Civil liabilities
Extraterritorial application
State regulation.
Introduction to the regulation of publicly-held companies
Antifraud provisions
Regulation of the securities business
Regulation of investment companies and investment advisers
Sanctions for violations
Civil liabilities
Extraterritorial application
State regulation.
Note
Corrected printing of the eleventh edition restores full text of chapter 9 which was misprinted in previous printing; with new ISBN and adjusted pagination.
Includes index.
Includes index.
Location
RSRVS
Other Editions
Revision of: Hazen, Thomas Lee, 1947- Securities regulation in a nutshell. 10th ed. St. Paul, MN : West, ©2009
Spine Title
Securities regulation.
Call Number
KF1440 .R394 2016
Language
English
ISBN
9781683283188
168328318X
168328318X
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