New York City : Practising Law Institute, c2006-c2012.
1 volume (loose-leaf) ; 25 cm.
PLI Press' corporate and securities law library.
Formatted Contents Note
Approaching Securities Law Business context of Securities Act registration Regulatory framework of Securities Act registration Securities Act Registration Process Reach of Securities Act Regulation Securities Act Registration exemptions Resales of Securities under the Securities Act Liability for Securities Act violations Commission's general exemptive Authority; registration and reporting under the Exchange Act Regulation of proxy solicitations Regulation of tender offers Fraud and related issues under rules 10b-5 and the Sarbanes-Oxley Act Liability for trading profits under section 16(b) and Sarbanes-Oxley section 306 Exchange Act regulation of the Securities Business.
Library's copy updated through Rel. #12 (April 2012).
Bibliography, etc. Note
Includes bibliographical references and index.
Soderquist, Larry D., Understanding the securities laws. 4th ed. 1944-2005.
Brown, Gary M. Securities law and practice deskbook. 6th ed. New York City : Practising Law Institute, c2006.
1402407270 loose-leaf 9781402407277 loose-leaf