Overview of the Securities Act of 1933 and the Integrated Disclosure System Syndicate procedures and underwriting documents Initial public offerings Trading restrictions during distributions Liabilities and due diligence FINRA rules applicable to securities offerings Private placements Shelf registration (Rule 415) International securities offerings Commercial paper Innovative financing techniques Convertible and exchangeable securities; structured notes; warrants Transactions with securityholders: stock repurchases, debt restructurings and rights offerings and rescission offers Asset-backed securities Insurance-linked securities.
Bibliography, etc. Note
Includes bibliographical references and index.
Revision of: Johnson, Charles J., Jr., 1932-2012. Corporate finance and the securities laws. 4th ed. New York, NY : Wolters Kluwer Law & Business : CCH Incorporated, c2006-c2013