xxx, 1147 pages : illustrations ; 27 cm
9780195391459 hardback alkaline paper 0195391454 hardback alkaline paper
Bibliography, etc. Note
Includes bibliographical references and index.
Formatted Contents Note
Introduction Impact on society, the issuer, and the insider trader's employer The harm to individual investors from a specific insider trade Some basic elements of insider trading liability under Section 10(b) and Rule 10b-5 Those who violate Section 10(b) and Rule 10b-5 by insider trading or tipping The Rule 10b-5 private plaintiffs who can sue a stock market insider trader for damages Government enforcement The ALI's federal securities code Rule 14e-3: insider trading or tipping in the tender offer context Section 17(a) of the Securities Act of 1933 The federal mail and wire fraud statutes Black-out periods Compliance programs "Insider trading" under Section 16 State common law and state law claim by issuer.
KF1073.I5 W362 2010
Oxford ; New York : Oxford University Press,