1402412258 (loose-leaf) 9781402412257 (loose-leaf) 9781402416941
Practising Law Institute's corporate and securities law library.
Includes unnumbered Forms volume. #36138.
Bibliography, etc. Note
Includes bibliographical references and index.
Formatted Contents Note
Why an exempt offering or a hybrid offering? Regulatory framework Private placements An overview Section 4(1) and concept of 4(1 1/2) Section 4(3) and Section 4(4) Rule 144 Rule 144A Regulation S Rule 701 Shelf registration statements Securities offering reform Private placement reform Conducting an exempt or hybrid offering Venture private placements Traditional PIPE transactions Structured PIPE transactions Questions arising in connection with PIPE transactions Conducting institutional "4(2)" private debt placements Conducting Rule 144A and Regulation S offerings Conducting shelf takedowns Public hybrid transactions Continuous private placements and other unregistered programs Other regulatory matters Communications in connection with exempt and hybrid offerings Conducting exempt offerings using the internet Issues arising in connection with private placements and public offerings conducted in close proximity Liability considerations Big boy letters FINRA and the exchanges Application of Regulation M to exempt and hybrid offerings Investment representations/hedging Change of control transactions Private placements and acquisitions Forms Index.
Digital File Characteristics
Source of Description
Description based on print version record.
Available in Other Form
Print version: Exempt and hybrid securities offerings. New York : Practising Law Institute, -