Part I. Introduction to the law of capital markets in the EU. 1. The foundations of the law of capital markets in the EU 2. Markets, participants and financial instruments 3. Supervision and enforcement Part II. Listed companies and disclosure obligations. 4. Prospectus disclosure obligations 5. Periodic disclosure obligations 6. Episodic disclosure obligations 7. Transparency of ownership structures Part III. Inappropriate market practices and market integrity. 8. Insider dealing 9. Market manipulation 10. Short selling Part IV. Gatekeepers. 11. Investment firms 12. Financial analysts 13. Credit rating agencies 14. Proxy advisors.
This authoritative textbook offers a thorough, theoretical and practical overview of the current EU legal framework applicable to capital markets. It is intended to enable a critical analysis of the overall regulatory principles as well as the interaction between market actors and EU law which has shaped the regulatory agenda both at national and EU level. The book gives an overview of the foundations of EU capital markets and touches upon issuer disclosure obligations, inappropriate market practices and gatekeepers. EU law is the main focus, complemented by comparative analysis where applicable, primarily relating to UK, French and German laws.-- Publisher's website.
Bibliography, etc. Note
Includes bibliographical references (pages 307-310) and index.
KJE2245 .S47 2018
9781137518460 (paperback) 1137518464 (paperback)