Securities - Corporation Law & Governance, Cheetah.
Discussion of the personal duties and liabilities of corporate officers and directors under federal securities law. From the vast body of federal laws, rules, interpretations, enforcement actions and court decisions dealing with securities offerings and transactions, this guide discusses those of particular interest to company boards and management. The materials focus primarily on duties and liabilities under the 1933 and 1934 Acts, with attention to relevant aspects of the Investment Company Act, the Sarbanes-Oxley Act, and the Dodd-Frank Wall Street Reform and Consumer Protection Act. Also included is discussion of selected topics arising from state law, including the business judgment rule, D&O liability insurance, and indemnification.
Bibliography, etc. Note
Includes bibliographical references.