"This concise text provides a basic introduction to securities law...The authors define a security, explain how securities are registered under the Securities Act and describe the applicable exemptions. Many other subjects are addressed, including Exchange Act reporting, proxy solicitations and tender offers, insider trading, and international aspects of securities law. The book is completely up-to-date, including coverage of cryptocurrency and the progressive liberalization of the rules and regulations governing registration and reporting."-- Publisher's website.
Bibliography, etc. Note
Includes bibliographical references and index.
Formatted Contents Note
What is a security World of securities law Business context of securities law What can be done during Securities Act registration How securities are registered under the Securities Act Exemptions from the registration requirements Resales by security holders Liability for violation of the Securities Act Commission's general exemptive authority and registration and reporting under the Exchange Act Proxy regulations Tender offers Fraud and related issues under Rule 10b-5, Sarbanes-Oxley, and the STOCK Act Liability for trading profits under Section 16(b) and Sarbanes-Oxley Exchange Act regulation of the securities business International aspects of securities law.