Designed to allow the introduction of comparative and transnational law issues into a federal securities law course.
Formatted Contents Note
Cover Page; Title Page; Copyright Page; Preface; Acknowledgments; Summary of Contents; Table of Contents; Chapter 1. The Emergence and Regulation of Global Securities Markets; Ethiopis Tafara & Robert J. Peterson, A Blueprint for Crossâ#x80;#x93;Border Access to U.S. Investors: A New International Framework; United States Securities and Exchange Commission, International Investing; Eric C. Chaffee, Contemplating the Endgame: An Evolutionary Model for the Harmonization and Centralization of International Securities Regulation. Roberta Romano, Empowering Investors: A Market Approach to Securities RegulationChris Brummer, Postâ#x80;#x93;American Securities Regulation; Donald C. Langevoort, U.S. Securities Regulation and Global Competition; Roberta S. Karmel & Claire R. Kelly, The Hardening of Soft Law in Securities Regulation; United States Securities and Exchange Commission, SEC Participation in International Organizations; Chapter 2. Issuer Disclosure in Developed Securities Markets; A. Types of Information Disclosed; B.A Look at the U.S. Disclosure Regime; C. IOSCO Principles of Disclosure. D. European Union (EU) Directives1. The 2003 EU â#x80;#x9C;Prospectusâ#x80;#x9D; Directive; 2. The 2004 EU â#x80;#x9C;Transparencyâ#x80;#x9D; Directive; E. What About Continuous (or Ongoing) Disclosure?; F.A Look at China; Chapter 3. Insider Trading; Directive 2003/6/EC of The European Parliament and of the Council on Insider Dealing and Market Manipulation; Geltl v. Daimler AG; Chapter 4. Government Enforcement; A. Overview of Government Securities Enforcement in the United States; B. Principles of Enforcementâ#x80;#x93;A Look at IOSCO; C. Securities Enforcement From a Comparative International Perspective. Chapter 5. Cooperative EnforcementUnited States Securities and Exchange Commission, International Enforcement Assistance; International Organization of Securities Commissions, Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information; Memorandum of Understanding Between the United States Securities and Exchange Commission and the Exchange Board of India Regarding Cooperation, Consultation and the Provision of Technical Assistance; Chapter 6. Private Securities Litigationâ#x80;#x93;Disparate Approaches. A. The United States Approachâ#x80;#x93;Restrictive Compared to YesteryearB. Compared to the European Union (EU) Member States; C. Australiaâ#x80;#x93;More Investor Friendly; D. Canadaâ#x80;#x93;The Emergence of an Investor Friendly Regime; Silver v. Imax Corp.; E. Conclusion; Chapter 7. Territorial Reach; Morrison v. National Australia Bank Ltd.; Don Berger, Offshore Distribution of Securities: The Impact of Regulation s; Chapter 8. Emerging Securities Markets; A. Government Regulator or â#x80;#x9C;SROâ#x80;#x9D;?; B. Money and Resourcesâ#x80;#x93;Seemingly Always a Key Dilemma; C. Government Enforcementâ#x80;#x93;Civil Versus Criminal.
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Available in Other Form
Print version: Steinberg, Marc. Global Issues in Securities Law. West Academic, 2013