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Details
Author
Title
Securities regulation / Marc I. Steinberg.
Edition
4th ed.
Imprint
Newark, NJ : LexisNexis, 2004.
Description
xxxvii, 1297 pages, 17 pages, 26 pages ; 27 cm
Formatted Contents Note
An introduction to securities regulation
Definition of a "security"
Primary issuer transactional exemptions from registration
The registration process
Disclosure, materiality and Sarbanes-Oxley
Resales and reorganizations
The concept of due diligence and its ramifications
Section 10(b) and related issues
Alternative provisions
Secondary liability
Issuer affirmative disclosure obligations
Insider trading
Broker-dealer regulation
Corporate control acquisitions and contests
Securities law enforcement
The role of counsel
Selected topics in securities regulation.
Definition of a "security"
Primary issuer transactional exemptions from registration
The registration process
Disclosure, materiality and Sarbanes-Oxley
Resales and reorganizations
The concept of due diligence and its ramifications
Section 10(b) and related issues
Alternative provisions
Secondary liability
Issuer affirmative disclosure obligations
Insider trading
Broker-dealer regulation
Corporate control acquisitions and contests
Securities law enforcement
The role of counsel
Selected topics in securities regulation.
Bibliography, etc. Note
Includes bibliographical references and index.
Location
STA
Call Number
KF1438 .S7 2004
Language
English
ISBN
0820559989
9780820559988
9780820559988
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