Insider trading : law and developments / Carl H. Loewenson Jr., Ruti Smithline, editors.
Loewenson, Carl H., 1957- editor.; Smithline, Ruti, editor.; American Bar Association. Section of Criminal Justice, sponsoring body.
2017
KF1073.I5 I576 2017 (Mapit)
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Title
Insider trading : law and developments / Carl H. Loewenson Jr., Ruti Smithline, editors.
Added Author
Loewenson, Carl H., 1957- editor.
Smithline, Ruti, editor.
Added Corporate Author
American Bar Association. Section of Criminal Justice, sponsoring body.
Imprint
Chicago, Illinois : ABA, Criminal Justice Section, [2017]
Description
vii, 207 pages ; 23 cm
Formatted Contents Note
Statutory framework for insider trading / Randall J. Fons
Elements of insider trading / George C. Harris
A brief history of insider trading law / Carl H. Loewenson, Jr. and Andreea Vasiliu
Insider trading enforcement / Daniel A. Nathan
Recent enforcement highlights / Lauren M. Gambier, Kiersten A. Fletcher, and Ruti Smithline
Benefits of cooperation / Justin D. Hoogs, Justin D. Mayer, and Kayvan B. Sadeghi
The Securities and Exchange Commission's shift to administrative proceedings / Kayvan B. Sadeghi and Justin D. Hoogs
The perils of pillow talk / George C. Harris
Broker-dealer and investment adviser violations, compliance and supervision / Daniel A. Nathan and Kelly A. Howes
Whistleblower provisions / Randall J. Fons
Compliance programs : how to prevent insider trading violations / Daniel A. Nathan
Insider trading laws and employee stock compensation / Randall J. Fons and James J. Beha II.
Bibliography, etc. Note
Includes bibliographical references and index.
Location
STA
Call Number
KF1073.I5 I576 2017
Language
English
ISBN
9781634256940 (paperback)
1634256948 (paperback)
9781634256957 (eISBN)
Record Appears in
Monographs & Serials

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