Sarbanes-Oxley Act : Planning & Compliance / Diane E. Ambler, Lorraine Massaro, and Kristen L. Stewart.
2005
Formats
| Format | |
|---|---|
| BibTeX | |
| MARCXML | |
| TextMARC | |
| MARC | |
| DublinCore | |
| EndNote | |
| NLM | |
| RefWorks | |
| RIS |
Items
Details
Author
Title
Sarbanes-Oxley Act : Planning & Compliance / Diane E. Ambler, Lorraine Massaro, and Kristen L. Stewart.
Added Corporate Author
Edition
First Edition.
Imprint
[New York] : Wolters Kluwer, [2005]-
Description
1 online resource : digital
Frequency
Semiannual
Series
Securities - Corporation Law & Governance, Cheetah.
Formatted Contents Note
Frontmatter
OVERVIEW OF THE ACT
CEO AND CFO RESPONSIBILITIES AND CERTIFICATIONS
SEC DISCLOSURE RULES
DIRECTORS' RESPONSIBILITIES AND LIABILITIES
AUDIT COMMITTEES
PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD
PENSION PLAN BLACKOUT PERIODS AND REPORTING OF SENIOR EXECUTIVE AND DIRECTOR STOCK TRANSACTIONS
PROHIBITION ON LOANS TO DIRECTORS AND OFFICERS
STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS
CRIMINAL PENALTIES AND SEC ENFORCEMENT TOOLS
Appendices
Index.
OVERVIEW OF THE ACT
CEO AND CFO RESPONSIBILITIES AND CERTIFICATIONS
SEC DISCLOSURE RULES
DIRECTORS' RESPONSIBILITIES AND LIABILITIES
AUDIT COMMITTEES
PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD
PENSION PLAN BLACKOUT PERIODS AND REPORTING OF SENIOR EXECUTIVE AND DIRECTOR STOCK TRANSACTIONS
PROHIBITION ON LOANS TO DIRECTORS AND OFFICERS
STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS
CRIMINAL PENALTIES AND SEC ENFORCEMENT TOOLS
Appendices
Index.
Summary
Step-by-step guidance on Sarbanes-Oxley related SEC rules, regulations and interpretations, PCAOB rules and standards, and court decisions. Covers compliance related issues and areas and provides exhaustive details on the compliance responsibilities of CEOs, CFOs, directors, audit committees and attorneys. Includes practical planning and implementation guidance and best practices and policies that combine to provide a "blueprint" for an effective corporate compliance program.
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on online resource; title from contents screen of Securities - Corporation Law & Governance practice areas (Cheetah, viewed September 15, 2020).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
Record Appears in