Securities Regulation / Louis Loss (late), Joel Seligman, and Troy Paredes.
2017
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Items
Details
Author
Title
Securities Regulation / Louis Loss (late), Joel Seligman, and Troy Paredes.
Added Author
Added Corporate Author
Edition
Fifth and Sixth Editions.
Imprint
[New York] : Wolters Kluwer, [2017]-
Description
1 online resource : digital
Frequency
Annual
Series
Securities - Federal & International, Cheetah.
Formatted Contents Note
FRONTMATTER
BACKGROUND OF THE SEC STATUTES
FEDERAL REGULATION OF THE DISTRIBUTION OF SECURITIES
COVERAGE OF THE SECURITIES ACT OF 1933: DEFINITIONS AND EXEMPTIONS
PROTECTIVE COMMITTEE REFORM: THE TRUST INDENTURE ACT OF 1939 AND SEC FUNCTIONS UNDER THE BANKRUPTCY CODE
CONTROL CONCEPTS UNDER THE SEC STATUTES
REGISTRATION AND POSTREGISTRATION PROVISIONS OF THE 1934 ACT
REGULATION OF THE SECURITIES MARKETS
REGULATION OF BROKERS, DEALERS, AND INVESTMENT ADVISERS
FRAUD
MANIPULATION
CIVIL LIABILITY
GOVERNMENT LITIGATION
SEC ADMINISTRATIVE LAW
CONFLICT OF LAWS, PROCEDURAL ASPECTS, AND GLOBALIZATION
INDEX.
BACKGROUND OF THE SEC STATUTES
FEDERAL REGULATION OF THE DISTRIBUTION OF SECURITIES
COVERAGE OF THE SECURITIES ACT OF 1933: DEFINITIONS AND EXEMPTIONS
PROTECTIVE COMMITTEE REFORM: THE TRUST INDENTURE ACT OF 1939 AND SEC FUNCTIONS UNDER THE BANKRUPTCY CODE
CONTROL CONCEPTS UNDER THE SEC STATUTES
REGISTRATION AND POSTREGISTRATION PROVISIONS OF THE 1934 ACT
REGULATION OF THE SECURITIES MARKETS
REGULATION OF BROKERS, DEALERS, AND INVESTMENT ADVISERS
FRAUD
MANIPULATION
CIVIL LIABILITY
GOVERNMENT LITIGATION
SEC ADMINISTRATIVE LAW
CONFLICT OF LAWS, PROCEDURAL ASPECTS, AND GLOBALIZATION
INDEX.
Summary
Analysis of all relevant statutes, plus thousands of cases and SEC administrative decisions and letters, this cornerstone treatise clarifies questions on every aspect of all securities acts, rules and regulations and related legislation. Withdetailed coverage of: The Sarbanes-Oxley Act; the SEC's disclosure requirements; Internet securities trading; margin accounts; the SEC's safe harbor initiatives; SRO voting rights standards; SEC amendments to the tender offer, proxy and merger rules; and arbitrability of securities disputes.
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on online resource; title from contents screen of Securities - Federal & International practice area (Cheetah, viewed September 15, 2020).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
Record Appears in