U.S. Regulation of the International Securities and Derivatives Markets.
2014
Items
Details
Author
Title
U.S. Regulation of the International Securities and Derivatives Markets.
Added Author
Added Corporate Author
Edition
Eleventh and Twelfth Edition.
Imprint
[New York] : Wolters Kluwer, [2014]-
Description
1 online resource : digital
Frequency
As needed
Series
Securities - Federal & International, Cheetah.
Formatted Contents Note
Twelfth Edition - Greene, Silverman, Braverman, Sperber, Grabar and Fleisher
Eleventh Edition - Greene, Beller, Rosen, Silverman, Braverman, Sperber and Grabar.
Eleventh Edition - Greene, Beller, Rosen, Silverman, Braverman, Sperber and Grabar.
Summary
This work provides clear analysis of the legal framework for all types of cross-border securities and derivatives offerings by U.S. and non-U.S. issuers, from U.S.-registered ADR programs and private offerings to international issues and highly structured instruments. It also includes detailed coverage of the Dodd-Frank Act, the Sarbanes-Oxley Act, the USA PATRIOT Act and related developments. Comprehensive analysis of the application of U.S. securities and commodities laws to participants and transactions in securities and derivatives in the international capital and financial markets. It offers guidance on U.S. regulations governing securities brokers and dealers, foreign banks, investment companies and investment advisers, as well as futures commission merchants commodity pool operators and commodity trading advisers.
Bibliography, etc. Note
Includes bibliographical references and index.
Source of Description
Description based on online resource; title from contents screen of Securities - Federal & International practice area (Cheetah, viewed March 12, 2019).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
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