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Items
Details
Title
FINRA Manual.
Added Corporate Author
Imprint
[New York] : Wolters Kluwer, [2003]-
Description
1 online resource : digital
Frequency
As needed
Series
Securities - Federal & International, Cheetah.
Formatted Contents Note
Conversion Charts
Corporate Organization
FINRA Rules
Funding Portal Rules
NASD Rules
Incorporated NYSE Rules
Incorporated NYSE Rule Interpretations
FINRA Key Word Index
Notices
Regulatory and Compliance Alerts.
Corporate Organization
FINRA Rules
Funding Portal Rules
NASD Rules
Incorporated NYSE Rules
Incorporated NYSE Rule Interpretations
FINRA Key Word Index
Notices
Regulatory and Compliance Alerts.
Summary
The comprehensive source for pertinent information on the organization, rules and regulations of the Financial Industry Regulatory Authority (FINRA , formerly NASD). The FINRA Manual contains the current full-text rules -- FINRA Rules, Incorporated NYSE Rules, and remaining NASD Rulesas well as fees listings, codes of procedure, uniform practice code and selected SEC rules. Notices to Members from 1983 through current and Regulatory -- Compliance Alerts through 2003 are available.
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on online resource; title from contents screen of Securities - Federal & International practice area (Cheetah, viewed September 15, 2020).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
Record Appears in