Fundamentals of Securities Regulation / Louis Loss (late), Joel Seligman, and Troy Paredes.
1983
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Details
Author
Title
Fundamentals of Securities Regulation / Louis Loss (late), Joel Seligman, and Troy Paredes.
Added Author
Added Corporate Author
Edition
Seventh Edition.
Imprint
[New York] : Wolters Kluwer, [1983]-
Description
1 online resource : digital
Frequency
Annual
Series
Securities - Federal & International, Cheetah.
Formatted Contents Note
FRONTMATTER
BACKGROUND OF THE SEC STATUTES
FEDERAL REGULATION OF THE DISTRIBUTION OF SECURITIES
COVERAGE OF THE SECURITIES ACT OF 1933: DEFINITIONS AND EXEMPTIONS
PROTECTIVE COMMITTEE REFORM: THE TRUST INDENTURE ACT OF 1939 AND SEC FUNCTIONS UNDER THE BANKRUPTCY CODE
CONTROL CONCEPTS UNDER THE SEC STATUTES
REGISTRATION AND POSTREGISTRATION PROVISIONS OF THE 1934 ACT
REGULATION OF THE SECURITIES MARKETS
REGULATION OF BROKERS, DEALERS, AND INVESTMENT ADVISERS
FRAUD
MANIPULATION
CIVIL LIABILITY
GOVERNMENT LITIGATION
SEC ADMINISTRATIVE LAW
CONFLICT OF LAWS, PROCEDURAL ASPECTS, AND GLOBALIZATION.
BACKGROUND OF THE SEC STATUTES
FEDERAL REGULATION OF THE DISTRIBUTION OF SECURITIES
COVERAGE OF THE SECURITIES ACT OF 1933: DEFINITIONS AND EXEMPTIONS
PROTECTIVE COMMITTEE REFORM: THE TRUST INDENTURE ACT OF 1939 AND SEC FUNCTIONS UNDER THE BANKRUPTCY CODE
CONTROL CONCEPTS UNDER THE SEC STATUTES
REGISTRATION AND POSTREGISTRATION PROVISIONS OF THE 1934 ACT
REGULATION OF THE SECURITIES MARKETS
REGULATION OF BROKERS, DEALERS, AND INVESTMENT ADVISERS
FRAUD
MANIPULATION
CIVIL LIABILITY
GOVERNMENT LITIGATION
SEC ADMINISTRATIVE LAW
CONFLICT OF LAWS, PROCEDURAL ASPECTS, AND GLOBALIZATION.
Summary
The distilled version of the authoritative treatise, Securities Regulation, authors Loss, Seligman and Paredes review the most significant aspects of securities regulation into one concise resource. Topics covered include the Dodd-Frank Wall Street Reform and Consumer Protection Act, primary liability under 10(b), insider trading, sanctions, disclosure requirements, rules and forms for offerings, SEC reporting, forward-looking statements, class action suits, bespeaks caution cases, and ADR in securities disputes. To facilitate more detailed analysis, its fourteen chapters parallel the organization of the full treatise, and extensive cross-references show you exactly where to turn.
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on online resource; title from contents screen of Securities - Federal & International practice area (Cheetah, viewed September 15, 2020).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
Record Appears in