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Items
Details
Title
BATS Exchange Rulebook.
Added Corporate Author
Imprint
[New York] : Wolters Kluwer, [2016]-
Description
1 online resource : digital
Frequency
As needed
Series
Securities - Federal & International, Cheetah.
Formatted Contents Note
Adoption, Interpretation and Application of Rules, and Definitions
Members of the Exchange
Rules of Fair Practice
Books and Records
Supervision
Extensions of Credit
Suspension by Chief Regulatory officer
Discipline
Arbitration
Adverse Action
Trading Rules
Trading Practice Rules
Miscellaneous Provisions
BATS EXCHANGE LISTING RULES
Dues, Fees, Assessments and Other Charges; Effective Date
General Provisions - BZX Options
Participation on BZX Options
Business Conduct
Securities Traded on BZX Options
Regulation of Trading on BZX Options
Trading Systems
Market Participants
Exercises and Deliveries
Records, Reports and Audits
Discipline and Summary Suspensions
Doing Business With The Public
OPTIONS ORDER PROTECTION AND LOCKED AND CROSSED MARKET RULES
Margin Requirements
Index Rules.
Members of the Exchange
Rules of Fair Practice
Books and Records
Supervision
Extensions of Credit
Suspension by Chief Regulatory officer
Discipline
Arbitration
Adverse Action
Trading Rules
Trading Practice Rules
Miscellaneous Provisions
BATS EXCHANGE LISTING RULES
Dues, Fees, Assessments and Other Charges; Effective Date
General Provisions - BZX Options
Participation on BZX Options
Business Conduct
Securities Traded on BZX Options
Regulation of Trading on BZX Options
Trading Systems
Market Participants
Exercises and Deliveries
Records, Reports and Audits
Discipline and Summary Suspensions
Doing Business With The Public
OPTIONS ORDER PROTECTION AND LOCKED AND CROSSED MARKET RULES
Margin Requirements
Index Rules.
Summary
The current rules of the BATS Exchange for both options and equities.
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on online resource; title from contents screen of Securities - Federal & International practice area (Cheetah, viewed September 15, 2020).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
Record Appears in