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Items
Details
Title
NYSE Guide.
Added Corporate Author
Imprint
[New York] : Wolters Kluwer, [2009]-
Description
1 online resource : digital
Series
Securities - Federal & International, Cheetah.
Formatted Contents Note
Rules
Dealings and Settlements
Admission of Members (Rules 300-324)
Operation of Member Organizations (Rules 325-465)
Communications with the Public (Rules 471-474B)
Disciplinary Rules (Legacy) (Rules 475-477)
Listing and Delisting (Rule 496-501A)
Arbitration Rules (Rules 600A-639)
Off-Hours Trading Facility Rules (Rules 900-907)
Automatic Executions (Rules 1000-1004)
Investment Company Units (Rule 1100)
Trust Issued Receipts (Rules 1200-1202)
Gold Shares (Rules 1300-1301)
Currency Trust Shares (Rules 1300A-1301A)
Commodity Trust Shares (Rules 1300B-1301B)
Trading of Debt Securities (Rules 1400-1401)
Conduct Rules (Rules 2010-7470)
Disciplinary Rules (Investigations and Sanctions) (Rules 8000-8330)
Disciplinary Rules (Procedural) (Rules 9000-9870)
NYSE Information Memos.
Dealings and Settlements
Admission of Members (Rules 300-324)
Operation of Member Organizations (Rules 325-465)
Communications with the Public (Rules 471-474B)
Disciplinary Rules (Legacy) (Rules 475-477)
Listing and Delisting (Rule 496-501A)
Arbitration Rules (Rules 600A-639)
Off-Hours Trading Facility Rules (Rules 900-907)
Automatic Executions (Rules 1000-1004)
Investment Company Units (Rule 1100)
Trust Issued Receipts (Rules 1200-1202)
Gold Shares (Rules 1300-1301)
Currency Trust Shares (Rules 1300A-1301A)
Commodity Trust Shares (Rules 1300B-1301B)
Trading of Debt Securities (Rules 1400-1401)
Conduct Rules (Rules 2010-7470)
Disciplinary Rules (Investigations and Sanctions) (Rules 8000-8330)
Disciplinary Rules (Procedural) (Rules 9000-9870)
NYSE Information Memos.
Summary
The comprehensive source for the New York Stock Exchange's Constitution and Rules. Topics covered include operation of member organizations, communications with the public, disciplinary rules, arbitration, listing and delisting of companies on the exchange, and the rules covering specific kinds of trades, such as investment company units, trust issued receipts and gold shares. Directory materials include listings of members, member organizations and stocks. The full-text of the Securities Exchange Act of 1934 and the Securities Act of 1933 and NYSE Information Memos are also available.
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on online resource; title from contents screen of Securities - Federal & International practice area (Cheetah, viewed September 15, 2020).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
Record Appears in