Mutual Funds Guide Explanations and Annotations.
1950
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Items
Details
Title
Mutual Funds Guide Explanations and Annotations.
Added Corporate Author
Imprint
[New York] : Wolters Kluwer, [1950]-
Description
1 online resource : digital
Frequency
Monthly
Series
Securities - Federal & International, Cheetah.
Formatted Contents Note
GENERAL GUIDE
ORGANIZATION
REGISTRATION
MANAGEMENT-INSIDERS-INVESTMENT ADVISERS
SALES-LOADS-PERSONNEL
SPECIAL PLANS
SELF-EMPLOYED RETIREMENT PLANS
PORTFOLIO TRANSACTIONS
REPORTS-RECORDS
TAXATION.
ORGANIZATION
REGISTRATION
MANAGEMENT-INSIDERS-INVESTMENT ADVISERS
SALES-LOADS-PERSONNEL
SPECIAL PLANS
SELF-EMPLOYED RETIREMENT PLANS
PORTFOLIO TRANSACTIONS
REPORTS-RECORDS
TAXATION.
Summary
A comprehensive resource covering the federal laws and regulations governing mutual funds, the Mutual Funds Guide explains the many complex issues affecting investment companies: registration, operation, governance, disclosure, portfolio transactions, and taxation. Explanatory portions include annotations to cases and no-action letters and are interspersed with relevant SEC forms and interpretative releases. Separate divisions in the Guide reproduce the full text of federal securities law and selected SEC regulations. In addition, the Guide contains the full text of related, recent new developments, including SEC releases, no-action letters, and federal securities court opinions (Note: earlier materials appear in the Mutual Funds Guide Archive database).
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on online resource; title from contents screen of Securities - Federal & International practice area (Cheetah, viewed September 15, 2020).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
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