Investment Management Law and Regulation / Harvey E. Bines and Steve Thel.

Third Edition.

[New York] : Wolters Kluwer, [2004]-

1 online resource : digital

Annual

Securities - Federal & International, Cheetah.

Analysis of the financial theories that control the development of investment management law across management activities, gives critical judicial, legislative, and regulatory history. Analysis covers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best execution, and Dodd-Frank Act developments relating to investment advisory activities. It also provides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and products, and integrates investment management law and regulation for all institutional investment mangers.

Includes bibliographical references and index.

Description based on online resource; title from contents screen of Securities - Federal & International practice area (Cheetah, viewed September 15, 2020).

www

Cheetah.

English

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