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Items
Details
Title
Commodity Exchange Act.
Added Corporate Author
Imprint
[New York] : Wolters Kluwer, [2016]-
Description
1 online resource : digital
Frequency
Biweekly
Series
Securities - Federal & International, Cheetah.
Formatted Contents Note
COMMODITY EXCHANGE ACT
Commodity Exchange Act Sec. 1., [7 USC §1] Short Title
Commodity Exchange Act Sec. 1a., [7 USC §1a] Definitions
Commodity Exchange Act Sec. 1b., [7 USC §1b] Requirements of Secretary of the Treasury Regarding Exemption of Foreign Exchange Swaps and Foreign Exchange Forwards from Definition of the Term "Swap"
Commodity Exchange Act Sec. 2., [7 USC §2] Jurisdiction of Commission; Liability of Principal for Act of Agent; Commodity Futures Trading Commission; Transaction in Interstate Commerce
Commodity Exchange Act Sec. 3., [7 USC §5] Findings and Purpose
Commodity Exchange Act Sec. 4., [7 USC §6] Regulation of Futures Trading and Foreign Transactions
Commodity Exchange Act Sec. 4a., [7 USC §6a] Excessive Speculation
Commodity Exchange Act Sec. 4b., [7 USC §6b] Contracts Designed to Defraud or Mislead
Commodity Exchange Act Sec. 4b-1., [7 USC §6b-1] Enforcement Authority
Commodity Exchange Act Sec. 4c., [7 USC §6c(a)] Prohibited Transactions
Commodity Exchange Act Sec. 4d., [7 USC §6d] Dealing by Unregistered Futures Commission Merchants or Introducing Brokers Prohibited; Duties in Handling Customer Receipts; Rules to Avoid Duplicative Regulations
Commodity Exchange Act Sec. 4e., [7 USC §6e] Dealing by Unregistered Floor Trader or Broker Prohibited
Commodity Exchange Act Sec. 4f., 7 USC §6f(a)] Registration and Financial Requirements; Risk Assessment
Commodity Exchange Act Sec. 4g., [7 USC §6g(a)] Reporting and Recordkeeping
Commodity Exchange Act Sec. 4h., [7 USC §6h] False Self-Representation As Registered Entity Member Prohibited
Commodity Exchange Act Sec. 4i., [7 USC §6i] Reports of Deals Equal to or in Excess of Trading Limits; Books and Records; Cash and Controlled Transactions
Commodity Exchange Act Sec. 4j., [7 USC §6j] Restrictions on Dual Trading in Security Futures Products on Designated Contract Markets and Registered Derivatives Transaction Execution Facilities
Commodity Exchange Act Sec. 4k., [7 USC §6k(1)] Registration of Associates of Futures Commission Merchants, Commodity Pool Operators, and Commodity Trading Advisors; Required Disclosure of Disqualifications; Exemptions for Associated Persons
Commodity Exchange Act Sec. 4l., [7 USC §6l] Commodity Trading Advisors and Commodity Pool Operators; Congressional Finding
Commodity Exchange Act Sec. 4m., [7 USC §6m] Use of Mails or Other Means or Instrumentalities of Interstate Commerce by Commodity Trading Advisors and Commodity Pool Operators; Relation to Other Law
Commodity Exchange Act Sec. 4n., [7 USC §6n] Registration of Commodity Trading Advisors and Commodity Pool Operators; Application; Expiration and Renewal; Record Keeping and Reports; Disclosure; Statements of Account
Commodity Exchange Act Sec. 4o., [7 USC §6o] Fraud and Misrepresentation by Commodity Trading Advisors, Commodity Pool Operators, and Associated Persons
Commodity Exchange Act Sec. 4p., [7 USC §6p] Standards and Examinations
Commodity Exchange Act Sec. 4q., [7 USC §6q] Special Procedures to Encourage and Facilitate Bona Fide Hedging by Agricultural Producers
Commodity Exchange Act Sec. 4r., [7 USC §6r] Reporting and Recordkeeping for Uncleared Swaps
Commodity Exchange Act Sec. 4s., [7 USC §6s] Registration and Regulation of Swap Dealers and Major Swap Participants
Commodity Exchange Act Sec. 4t., [7 USC §6t] Large Swap Trader Reporting
Commodity Exchange Act Sec. 5., [7 USC §7(a)] Designation of Boards of Trade as Contract Markets
Commodity Exchange Act Sec. 5a., [7 USC §7a] [Repealed.]
Commodity Exchange Act Sec. 5b., [7 USC §7a-1(a)] Derivatives Clearing Organizations-Registration Requirement
Commodity Exchange Act Sec. 5c., [7 USC §7a-2(a)] Common Provisions Applicable to Registered Entities
Commodity Exchange Act Sec. 5d., [7 USC §7a-3] [Repealed.]
Commodity Exchange Act Sec. 5e., [7 USC §7b] Suspension or Revocation of Designation as Registered Entity
Commodity Exchange Act Sec. 5f., [7 USC §7b-1] Designation of Securities Exchanges and Associations As Contract Markets
Commodity Exchange Act Sec. 5g., [7 USC §7b-2] Privacy
Commodity Exchange Act Sec. 5h., [7 USC §7b-3] Swap Execution Facilities
Commodity Exchange Act Sec. 6., [7 USC §8(a)] Application for Designation as Contract Market or Derivatives Transaction Execution Facility; Time; Suspension or Revocation of Designation; Hearing; Review by Court of Appeals
Commodity Exchange Act Sec. 6a., [7 USC §10a(a)] Cooperative Associations and Corporations, Exclusion from Board Of Trade; Rules Of Board Inapplicable to Payment of Compensation by Association
Commodity Exchange Act Sec. 6b., [7 USC §13a] Nonenforcement of Rules of Government or Other Violations; Cease and Desist Orders; Fines and Penalties; Imprisonment; Misdemeanor; Separate Offenses
Commodity Exchange Act Sec. 6c., [7 USC §13a-1] Enjoining or Restraining Violations
Commodity Exchange Act Sec. 6d., [7 USC §13a-2] Jurisdiction of States
Commodity Exchange Act Sec. 7., [7 USC §11] Vacation on Request of Designation or Registration As "Registered Entity"; Redesignation or Reregistration
Commodity Exchange Act Sec. 8., [7 USC §12] Public Disclosure
Commodity Exchange Act Sec. 8a., [7 USC §12a(1)] Registration of Commodity Dealers and Associated Persons; Regulation of Registered Entities
Commodity Exchange Act Sec. 8b., [7 USC §12b] Trading Ban Violations; Prohibition
Commodity Exchange Act Sec. 8c., [7 USC §12c] Disciplinary Actions
Commodity Exchange Act Sec. 8d., [7 USC §12d] Commission Action for Noncompliance with Export Sales Reporting Requirements
Commodity Exchange Act Sec. 8e., [7 USC §12e] Repealed
Commodity Exchange Act Sec. 9., [7 USC §13] Violations Generally; Punishment; Costs of Prosecution
Commodity Exchange Act Sec. 10., [7 USC §17] Separability
Commodity Exchange Act Sec. 11., [7 USC §14] Repealed
Commodity Exchange Act Sec. 12., [7 USC §16] Commission Operations
Commodity Exchange Act Sec. 13., [7 USC §13c(a)] Responsibility as Principal; Minor Violations
Commodity Exchange Act Sec. 14., [7 USC §18] Complaints against Registered Persons
Commodity Exchange Act Sec. 15., [7 USC §19] Consideration of Costs and Benefits and Antitrust Laws
Commodity Exchange Act Sec. 16., [7 USC §20] Market Reports
Commodity Exchange Act Sec. 17., [7 USC §21] Registered Futures Associations
Commodity Exchange Act Sec. 18., [7 USC §22] Research and Information Programs; Reports to Congress
Commodity Exchange Act Sec. 19., [7 USC §23] Standardized Contracts for Certain Commodities
Commodity Exchange Act Sec. 20., [7 USC §24] Regulations Respecting Commodity Broker Debtors; Definitions
Commodity Exchange Act Sec. 21., [7 USC §24a] Swap Data Repositories
Commodity Exchange Act Sec. 22., [7 USC §25] Private Rights of Action
Commodity Exchange Act Sec. 23., [7 USC §26] Commodity Whistleblower Incentives and Protection.
Commodity Exchange Act Sec. 1., [7 USC §1] Short Title
Commodity Exchange Act Sec. 1a., [7 USC §1a] Definitions
Commodity Exchange Act Sec. 1b., [7 USC §1b] Requirements of Secretary of the Treasury Regarding Exemption of Foreign Exchange Swaps and Foreign Exchange Forwards from Definition of the Term "Swap"
Commodity Exchange Act Sec. 2., [7 USC §2] Jurisdiction of Commission; Liability of Principal for Act of Agent; Commodity Futures Trading Commission; Transaction in Interstate Commerce
Commodity Exchange Act Sec. 3., [7 USC §5] Findings and Purpose
Commodity Exchange Act Sec. 4., [7 USC §6] Regulation of Futures Trading and Foreign Transactions
Commodity Exchange Act Sec. 4a., [7 USC §6a] Excessive Speculation
Commodity Exchange Act Sec. 4b., [7 USC §6b] Contracts Designed to Defraud or Mislead
Commodity Exchange Act Sec. 4b-1., [7 USC §6b-1] Enforcement Authority
Commodity Exchange Act Sec. 4c., [7 USC §6c(a)] Prohibited Transactions
Commodity Exchange Act Sec. 4d., [7 USC §6d] Dealing by Unregistered Futures Commission Merchants or Introducing Brokers Prohibited; Duties in Handling Customer Receipts; Rules to Avoid Duplicative Regulations
Commodity Exchange Act Sec. 4e., [7 USC §6e] Dealing by Unregistered Floor Trader or Broker Prohibited
Commodity Exchange Act Sec. 4f., 7 USC §6f(a)] Registration and Financial Requirements; Risk Assessment
Commodity Exchange Act Sec. 4g., [7 USC §6g(a)] Reporting and Recordkeeping
Commodity Exchange Act Sec. 4h., [7 USC §6h] False Self-Representation As Registered Entity Member Prohibited
Commodity Exchange Act Sec. 4i., [7 USC §6i] Reports of Deals Equal to or in Excess of Trading Limits; Books and Records; Cash and Controlled Transactions
Commodity Exchange Act Sec. 4j., [7 USC §6j] Restrictions on Dual Trading in Security Futures Products on Designated Contract Markets and Registered Derivatives Transaction Execution Facilities
Commodity Exchange Act Sec. 4k., [7 USC §6k(1)] Registration of Associates of Futures Commission Merchants, Commodity Pool Operators, and Commodity Trading Advisors; Required Disclosure of Disqualifications; Exemptions for Associated Persons
Commodity Exchange Act Sec. 4l., [7 USC §6l] Commodity Trading Advisors and Commodity Pool Operators; Congressional Finding
Commodity Exchange Act Sec. 4m., [7 USC §6m] Use of Mails or Other Means or Instrumentalities of Interstate Commerce by Commodity Trading Advisors and Commodity Pool Operators; Relation to Other Law
Commodity Exchange Act Sec. 4n., [7 USC §6n] Registration of Commodity Trading Advisors and Commodity Pool Operators; Application; Expiration and Renewal; Record Keeping and Reports; Disclosure; Statements of Account
Commodity Exchange Act Sec. 4o., [7 USC §6o] Fraud and Misrepresentation by Commodity Trading Advisors, Commodity Pool Operators, and Associated Persons
Commodity Exchange Act Sec. 4p., [7 USC §6p] Standards and Examinations
Commodity Exchange Act Sec. 4q., [7 USC §6q] Special Procedures to Encourage and Facilitate Bona Fide Hedging by Agricultural Producers
Commodity Exchange Act Sec. 4r., [7 USC §6r] Reporting and Recordkeeping for Uncleared Swaps
Commodity Exchange Act Sec. 4s., [7 USC §6s] Registration and Regulation of Swap Dealers and Major Swap Participants
Commodity Exchange Act Sec. 4t., [7 USC §6t] Large Swap Trader Reporting
Commodity Exchange Act Sec. 5., [7 USC §7(a)] Designation of Boards of Trade as Contract Markets
Commodity Exchange Act Sec. 5a., [7 USC §7a] [Repealed.]
Commodity Exchange Act Sec. 5b., [7 USC §7a-1(a)] Derivatives Clearing Organizations-Registration Requirement
Commodity Exchange Act Sec. 5c., [7 USC §7a-2(a)] Common Provisions Applicable to Registered Entities
Commodity Exchange Act Sec. 5d., [7 USC §7a-3] [Repealed.]
Commodity Exchange Act Sec. 5e., [7 USC §7b] Suspension or Revocation of Designation as Registered Entity
Commodity Exchange Act Sec. 5f., [7 USC §7b-1] Designation of Securities Exchanges and Associations As Contract Markets
Commodity Exchange Act Sec. 5g., [7 USC §7b-2] Privacy
Commodity Exchange Act Sec. 5h., [7 USC §7b-3] Swap Execution Facilities
Commodity Exchange Act Sec. 6., [7 USC §8(a)] Application for Designation as Contract Market or Derivatives Transaction Execution Facility; Time; Suspension or Revocation of Designation; Hearing; Review by Court of Appeals
Commodity Exchange Act Sec. 6a., [7 USC §10a(a)] Cooperative Associations and Corporations, Exclusion from Board Of Trade; Rules Of Board Inapplicable to Payment of Compensation by Association
Commodity Exchange Act Sec. 6b., [7 USC §13a] Nonenforcement of Rules of Government or Other Violations; Cease and Desist Orders; Fines and Penalties; Imprisonment; Misdemeanor; Separate Offenses
Commodity Exchange Act Sec. 6c., [7 USC §13a-1] Enjoining or Restraining Violations
Commodity Exchange Act Sec. 6d., [7 USC §13a-2] Jurisdiction of States
Commodity Exchange Act Sec. 7., [7 USC §11] Vacation on Request of Designation or Registration As "Registered Entity"; Redesignation or Reregistration
Commodity Exchange Act Sec. 8., [7 USC §12] Public Disclosure
Commodity Exchange Act Sec. 8a., [7 USC §12a(1)] Registration of Commodity Dealers and Associated Persons; Regulation of Registered Entities
Commodity Exchange Act Sec. 8b., [7 USC §12b] Trading Ban Violations; Prohibition
Commodity Exchange Act Sec. 8c., [7 USC §12c] Disciplinary Actions
Commodity Exchange Act Sec. 8d., [7 USC §12d] Commission Action for Noncompliance with Export Sales Reporting Requirements
Commodity Exchange Act Sec. 8e., [7 USC §12e] Repealed
Commodity Exchange Act Sec. 9., [7 USC §13] Violations Generally; Punishment; Costs of Prosecution
Commodity Exchange Act Sec. 10., [7 USC §17] Separability
Commodity Exchange Act Sec. 11., [7 USC §14] Repealed
Commodity Exchange Act Sec. 12., [7 USC §16] Commission Operations
Commodity Exchange Act Sec. 13., [7 USC §13c(a)] Responsibility as Principal; Minor Violations
Commodity Exchange Act Sec. 14., [7 USC §18] Complaints against Registered Persons
Commodity Exchange Act Sec. 15., [7 USC §19] Consideration of Costs and Benefits and Antitrust Laws
Commodity Exchange Act Sec. 16., [7 USC §20] Market Reports
Commodity Exchange Act Sec. 17., [7 USC §21] Registered Futures Associations
Commodity Exchange Act Sec. 18., [7 USC §22] Research and Information Programs; Reports to Congress
Commodity Exchange Act Sec. 19., [7 USC §23] Standardized Contracts for Certain Commodities
Commodity Exchange Act Sec. 20., [7 USC §24] Regulations Respecting Commodity Broker Debtors; Definitions
Commodity Exchange Act Sec. 21., [7 USC §24a] Swap Data Repositories
Commodity Exchange Act Sec. 22., [7 USC §25] Private Rights of Action
Commodity Exchange Act Sec. 23., [7 USC §26] Commodity Whistleblower Incentives and Protection.
Summary
Laws, regulations, forms, interpretations, explanations, administrative rulings and court decisions relating to commodity futures and derivatives products regulated by the Commodity Futures Trading Commission (CFTC). The reporter provides the full text of the Commodity Exchange Act and related laws, as well as CFTC regulations, forms, and staff letters, advisories, and guidance. Selected administrative proceedings and court decisions are published in full text. The reporter also provides explanatory material in a topical arrangement (General Guide, Definitions, Contract Markets, Registration, Reports Records, Liabilities and Prohibitions).
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on online resource; title from contents screen of Securities - Federal & International practice area (Cheetah, viewed September 08, 2020).
Location
www
Linked Resources
Alternate Title
Cheetah.
Language
English
Record Appears in