Insider trading under the federal securities laws and other insider trading restrictions / Leonard W. Wang.
2017
Items
Details
Author
Title
Insider trading under the federal securities laws and other insider trading restrictions / Leonard W. Wang.
Added Corporate Author
Imprint
Arlington, VA : Tax Management Inc., [2017]-
Description
1 online resource.
Frequency
Updated irregularly.
Series
Tax management portfolios ; 309.
Formatted Contents Note
Detailed analysis. Introduction
Development of the law of insider trading
Disclosure requirements
Short-swing profits under Section 16(b) of the Securities Exchange Act
Transactional safe harbor: the Rule 10b5-1 plan
Pension plan blackout trading freeze
Enforcement of the insider trading and other rules
Should one become a cooperating witness?
Conclusion
Working papers.
Development of the law of insider trading
Disclosure requirements
Short-swing profits under Section 16(b) of the Securities Exchange Act
Transactional safe harbor: the Rule 10b5-1 plan
Pension plan blackout trading freeze
Enforcement of the insider trading and other rules
Should one become a cooperating witness?
Conclusion
Working papers.
Summary
" ... focuses on federal regulation of trading by corporate insiders and other trading involving the misuse of material nonpublic information. It presents the evolution of the prohibition against insider trading, and discusses the safe harbor against certain liabilities offered by Rule 10b5-1. It covers reporting requirements and short-swing profit liabilities for executive officers, directors and 10% shareholders. The prohibition on trading by executive officers and directors during certain pension plan trading blackout periods is also discussed. In addition, the Portfolio discusses the SEC enforcement process, especially as it is applied to insider trading. Particular attention is paid to the broad reach of the agency's investigative powers, and the depth to which the agency enforcement personnel may investigate in their pursuit of potential wrongdoers. Sanctions and other consequences of violations of law are analyzed."
Bibliography, etc. Note
Includes bibliographical references.
Source of Description
Description based on contents viewed on June 20, 2017; title from description page.
Location
WWW
Available in Other Form
Print version: Wang, Leonard W. Insider trading under the federal securities laws and other insider trading restrictions. Arlington, VA : Tax Management Inc., [2017]-
Linked Resources
Alternate Title
BNA Premier package.
Language
English
Record Appears in