Broker-dealer advisory services 2016 : current legal and compliance issues facing dual registrants / chair, Clifford E. Kirsch.
2016
Items
Details
Title
Broker-dealer advisory services 2016 : current legal and compliance issues facing dual registrants / chair, Clifford E. Kirsch.
Added Author
Added Corporate Author
Imprint
New York, N.Y. : Practising Law Institute, 2016.
Description
1 online resource (156 pages) : illustrations ; cm.
Series
Corporate law and practice course handbook series ; no. B-2225.
Note
#148839.
Prepared for distribution at the Broker-dealer advisory services 2016: current legal and compliance issues facing dual registrants Program, February 17, 2016.
Prepared for distribution at the Broker-dealer advisory services 2016: current legal and compliance issues facing dual registrants Program, February 17, 2016.
Bibliography, etc. Note
Includes bibliographical references and index.
Location
WWW
Linked Resources
Alternate Title
PLI Plus.
Language
English
ISBN
9781402426179
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