Broker-dealer advisory services 2014 : current legal and compliance issues facing dual registrants / chair, Clifford E. Kirsch.
2014
Items
Details
Title
Broker-dealer advisory services 2014 : current legal and compliance issues facing dual registrants / chair, Clifford E. Kirsch.
Added Author
Added Corporate Author
Imprint
New York, N.Y. : Practising Law Institute, 2014.
Description
1 online resource (228 pages) : illustrations ; cm.
Series
Corporate law and practice course handbook series ; no. B-2074.
Note
#49237.
"Prepared for distribution at the Broker-dealer advisory services 2014: current legal and compliance issues facing dual registrants program, February 19, 2014."
"Prepared for distribution at the Broker-dealer advisory services 2014: current legal and compliance issues facing dual registrants program, February 19, 2014."
Bibliography, etc. Note
Includes bibliographical references and index.
Location
WWW
Linked Resources
Alternate Title
PLI Plus.
Language
English
ISBN
9781402421549
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